6 Brokerages Two Fines Were Fined 30 Enterprises Issued Approval

The SFC news conference announced the first quarter of the first quarter of the securities financing business on-site inspection, said in from February 2nd to 15th during the 46 brokerages on-site inspection, the overall specification, did not find serious violations.

Among them, the Great Wall securities exists to the clients who are not eligible for margin financing and margin selling. P2P The platform provides convenience to its customers' financing and suspends its 3 opening new two financial account qualifications. Huatai Securities, Guoxin Securities The existence of non margin customers margin financing, was ordered to increase the number of internal compliance checks. Minmetals securities, Huaxi Securities, and CICC were also found to be on the condition of failing to meet the requirements of margin financing, and for the expiry of the two financial contracts.

In April 2nd, SFC The fourth batch of issued approvals has been issued this year, with the largest number of authorized distributors, and a total of 30. The number of companies that landed on the gem accounted for half of the number, up to 17, and 11, and 2 small and medium boards.

A broker from Beijing said that as of now, there were 28 remaining companies, 15 of which were from March 27th to April 2nd. Of the remaining 13, 6 were companies that had already passed in 2012, and the trial committee had to hurry.

There are only 2 projects that have passed but not approved. It is recommended by Anxin securities, namely, the Jiangsu Wan Lin modern logistics, which is intended to land on the Shanghai Stock Exchange, and the Qingdao Guo en technology, which is going to land on the small and medium-sized board.

In the third batch of "pass" list, gf and China Merchants Securities have the largest number of projects, each with 4 IPO.

It is understood that the Jiangsu radio and television cable information network is mainly engaged in the construction and operation of broadcasting and TV transmission, data broadband services and the development and operation of digital TV value-added. The project is a joint venture new company that integrates the whole province's Radio and television network project and joint venture new company to integrate the province's broadcast and television network project, the provincial NGB basic network construction project and the cloud media TV content integration platform project.

From the amount of fund-raising, Jiangsu radio and television cable information network fundraising the largest, up to 4 billion 706 million yuan. More than 1 billion of the funds raised were Heilongjiang Chen-pao Island pharmaceutical, Qu Mei Furniture Group and the people's large pharmacies, raising 1 billion 428 million, 1 billion 87 million and 1 billion 10 million yuan respectively.

After the registration system, the release rhythm is still likely to be controlled. According to its analysis, according to the staffing plan of Shanghai and Shenzhen Stock Exchange, 1000 cities can be issued in two cities each year, and 600 of the current audit strength of the SFC is not a problem. But the IPO expansion is too fast, the two tier market will be under pressure, the stock price decline will touch the great interests of the two cities; otherwise, if the issuing speed is too slow, it may be regarded as slow progress of the market.